SDIC Capital (600061): China Securities Regulatory Commission Has No Objection To The Application Of Anxin Securities To Carry Out The Pilot Business Of Account Management Function Optimization

State investment capital (600061. SH) announced that recently, Anxin securities, a wholly-owned subsidiary of the company, received the regulatory opinion on the application of Anxin Securities Co., Ltd. to carry out the pilot business of account management function optimization from the regulatory department of securities and fund institutions of China Securities Regulatory Commission, and had no objection to matters related to the application of Anxin securities to carry out the pilot business of account management function optimization.

According to the requirements of the regulatory opinion, Anxin securities to carry out the pilot business of account management function optimization should strictly abide by the bottom line of customer fund security, strengthen the fund transfer management of the account with the same name, and effectively ensure the security of customer funds; Do a good job in customer access management, carry out customer identification verification in strict accordance with the consistent rules of "three elements", and implement customer real name system and identity management requirements; Complete the online and offline signing of comprehensive account service in strict accordance with the regulations; Strengthen the comprehensive account management, strictly implement the continuous account management mechanism and the consistency of customer's basic identity information; Strengthen compliance risk control management and investor education; Data submission shall be done in strict accordance with the regulations.