The Shenzhen Stock Exchange Issued A Notice: Trading Less Than Two Years Suggested Not To Play The Gem.

A few days ago, following the "3. 15" Investor Service Week activities, Song Liping, general manager of the Shenzhen Stock Exchange, stressed the need to deepen the implementation of the appropriateness management of the GEM investors. The Shenzhen Stock Exchange issued the notice on further deepening the implementation of the appropriateness management of the GEM investors (hereinafter referred to as the notice), and the Shenzhen Stock Exchange put forward 8 specific requirements for the new investors applying for trading experience less than 2 years, including in principle, not for the opening of the gem exchange.

Investors should retain evidence when they insist on opening up.

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The documents obtained by the daily economic news reporter through the securities brokers show that the Shenzhen Stock Exchange said, "in order to cooperate with the implementation of the next gem delisting system, and effectively guide investors to participate in the gem", it requires all member units to deepen the management of investors' suitability in the GEM market from eight specific aspects.

The notice second clearly states, "new applications for less than 2 years of trading experience.

At the same time, for the new investors who have been trading for 2 years, but the risk assessment results show low risk tolerance (conservative), the Shenzhen Stock Exchange also requires that "in principle, it is not allowed to open the growth enterprise market".

If the above investors insist on opening the growth enterprise market, they should "make detailed marks in writing, electronic or audio recording for customers' application, risk disclosure and related persuasion work for verification".

Prudent education for low asset clients

In the notice of the Shenzhen Stock Exchange, some specific provisions have also been made for investors who have already started the gem business.

Among them, for the clients who have already opened but the subsequent evaluation results show low risk tolerance, the Shenzhen stock exchange requires continuous tracking and analysis of their trading behavior characteristics and profit and loss situations, and adopts targeted measures for risk warning and education. For customers who have opened accounts but have less than 100 thousand yuan in assets and less than 2 years of trading experience, they should pay close attention to their participation in gem trading, and continue to persuade them to participate in gem trading through effective ways such as risk warning and short message in trading system.

In addition, the Shenzhen Stock Exchange also requires a good job.

"Daily economic news" reporter was informed that since March 14th, Guoxin Securities, state capital securities, and many other brokerages have received the above notification.

According to the Shenzhen Stock Exchange's disclosure in February 23rd, it is expected that the revision of the GEM Listing Rules will be completed in the first quarter of this year. After approval, the new gem delisting system will be formally implemented.