Investment Note: Gem Is A Heavy Loss For Retail Investors.
The role of appropriateness management in guiding rational investment and protecting investors has not been fully realized. Appropriate management has a long way to go.
Talking about the reasons, Song Liping believes that the proportion of new accounts opened by some brokerages at the same time is even higher than 80%.
Retail market structure will exist for a long time.
Song Liping emphasized that China's capital market should take
Individual investor
The main pattern will last for a long time. The whole industry should attach great importance to the construction of an appropriate management system and strengthen the protection of investors' rights and interests.
She also suggested that brokers should strengthen innovation and develop innovative products such as corporate bonds, private debt and so on for different investors.
Song Liping pointed out that deepening the management of securities market appropriateness is of great significance.
She said that deepening the appropriate management and strengthening the guidance of investors can effectively curb the stock market speculation.
According to the Shenzhen stock exchange data, most of the first day of the new stock market are individual investors, and most of them are out of business.
On the other hand, Song Liping believes that deepening the management of appropriateness and strengthening the guidance of investors can enhance the weak links of capital market services for small and micro enterprises, "three rural" and cultural enterprises.
She further pointed out that the recent hot private debt of small and medium enterprises is an effective way to solve the financing difficulties of unlisted SMEs and guide private interest lending.
"But the market risk of such products is high. Only by properly controlling risks, properly managing the private debt of small and medium-sized enterprises, and strictly limiting the scope of investors to investors with risk tolerance and management ability, can they continue to play their supporting role in small and micro enterprises."
Song Liping stressed that deepening the management of appropriateness and strengthening investors.
Classified guidance
This will help stabilize the capital market.
"China's capital market still has certain particularities, the direct participation of individual investors is high, the number of investors is huge, and simple market risks are easy to brew into social risks."
Securities companies should strengthen customer classification management
Song Liping suggested that brokers should further improve their identity, financial, knowledge and trading experience and other information, strengthen customer classification, and then strengthen targeted guidance and management of different types of customers.
For example, the key big clients should strengthen the management of paction behavior and avoid unconsciously violating the relevant laws and regulations. For small investors of individual strength, we should strengthen risk disclosure, ensure information delivery, provide more low risk investment alternatives, guide rational investment, and reduce the allocation and participation of high-risk products or markets.
Song Liping said,
Broker
There are still many areas for further improvement.
For example, there are some worries about the customer liaison work of a few members. More than 20% of the customers fail because of invalid contact. The proportion of new accounts opened by some member customers at the same time is even higher than 80%. This indicates that some members may be short of risk hints for opening new business pactions to new customers.
Song Liping emphasized that in addition to the interpretation of risks described in the risk disclosure book and the delivery of risk hints to the exchange, members should actively disclose their risks to customers, and need to combine the characteristics of customers to continuously improve the effectiveness and pertinence of risk disclosure.
She suggested that securities companies should strengthen innovation and provide more investment products for customers.
"For example, this year's survey shows that 51% of respondents expressed willingness to buy corporate bonds," he said.
- Related reading
Gem Delisting Rules Completed At The End Of Index Investment Advantages Show
|The Gem Creates 116 Family &Nbsp Of One Billion Level Family Millionaires, While Shareholders Suffer Serious Losses.
|3 PE Acquired The &Nbsp Of The Company, Aiming To Privatize Green Leaf Pharmaceuticals.
|- News and information | Pakistan's Industry And Trade Association Asked The Government To Save The Textile Industry.
- News and information | Denmark'S Largest Textile Company Began To Turn Its Production Base Out Of China.
- policies and regulations | Cleaner Production Technology And Application In Dyeing And Finishing Industry
- policies and regulations | The Latest Regulations On Leather And Fur Export
- Investment leisure | Jennifer Brand Underwear Is Gorgeous. Exquisite And Elegant!
- Investment leisure | Our Brand, You And I Co Operate!!
- Investment leisure | OWL08 Investment In Autumn And Winter!!!!
- Investment leisure | "China. Hanjiang Casual Wear World Inviting Business!!!
- Investment leisure | Dorinda (Womenda) Mature Brand Women'S Clothing National Investment Promotion
- Investment leisure | "King Of The Zodiac" 3.15 Quality And Service Promise Honest Enterprise
- Ye Tan: The Reform Of State-Owned Enterprises Can Take Third Roads.
- Liu Ligang: Watch More Opportunities For China'S Stock Market.
- International Crude Oil Prices Jumped &Nbsp; The Australian Dollar Closed Against The US Dollar.
- Ministry Of Finance Plans To Increase Proportion Of State Capital Gains
- International Luxury Brands Are Alleged To Have Double Standards In After-Sales Service In China.
- How Does China'S Cloth Shoes Break Through The Convention And Start The Brand Influence?
- Beyond Perfection, Let Dream Bloom ---2012 Mercedes Benz China International Fashion Week Starts In Beijing
- Clothing Sales Growth In The First Five Months Of 2012 Is The Lowest In The Past Two Years.
- Domestic B2C Platform Charges New Policy &Nbsp, The Electricity Supplier Industry Can Increase Profits Point
- Questionnaire Survey Of Managers Of Textile Enterprises Shows Signs Of Confidence Falling